Kwok Choi Lai
賴國財
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Choi Lai (賴國財), a licensed former licensee with CE reference AGB134. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 |
RO | Type 4 — Advising on securities | 2022-05-20 | 2023-12-19 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-01 | 2023-12-19 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-03-01 | 2023-12-19 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-13 | 2022-03-01 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-13 | 2022-03-01 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-26 | 2017-02-14 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-01-26 | 2017-02-14 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-19 | 2016-01-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-18 | 2016-01-19 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-06-09 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-11 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-11 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-11 |