Pak Kin Lau

劉百堅
CE No. AVV322 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Kin Lau (劉百堅), a licensed former licensee with CE reference AVV322. This person has 2.5 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
ASA Securities Limited
富國證券有限公司		 Rep Type 1 - Dealing in securities 2012-05-04 2013-09-20
SynerWealth Financial Limited
匯心金融有限公司		 Rep Type 1 - Dealing in securities 2011-09-28 2012-02-20
Nerico Brothers Limited Rep Type 1 - Dealing in securities 2010-10-05 2011-06-28

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pak Kin Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wan Hung Leung ASA Securities Limited 2012–2013
Tat Shing Wan ASA Securities Limited 2012–2013
Kam Luen Cheng ASA Securities Limited 2012–2013
Kwok Wai Wong ASA Securities Limited 2012–2013
Yao Jun Li ASA Securities Limited 2012–2013
Chi Po Ngan ASA Securities Limited 2012–2013
Xingxing Wang ASA Securities Limited 2012–2013
Chi Ming Ho ASA Securities Limited 2012–2013
Alex Yee Yuk Tang ASA Securities Limited 2012–2013
Siu Chung Tang SynerWealth Financial Limited 2011–2012
Sam Wan Wai Lok ASA Securities Limited 2012–2013
Yiu Wa Wun Nerico Brothers Limited 2010–2011
Jun Feng ASA Securities Limited 2012–2013
Ching Ki Wong Nerico Brothers Limited 2010–2011
Kwong Chu Chiang Nerico Brothers Limited 2010–2011
Pius Wai Hing Iu Nerico Brothers Limited 2010–2011
Josaphat Chi Chung Lui Nerico Brothers Limited 2010–2011
Wai Wah Leung Nerico Brothers Limited 2010–2011
Sau Wah Tang Nerico Brothers Limited 2010–2011
Carmen Ka Man Choy Nerico Brothers Limited 2010–2011
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