Ut Hong Ieong
楊月紅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ut Hong Ieong (楊月紅), a licensed former licensee with CE reference APC632. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-12-11 | 2018-04-16 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-08 | 2018-04-16 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-29 | 2011-09-01 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-29 | 2011-09-01 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-08-14 | 2011-08-15 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-08-14 | 2011-08-15 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-13 | 2011-08-15 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-20 | 2011-08-15 |