Joseph Gin Ming Kwong
鄺展明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Gin Ming Kwong (鄺展明), a licensed former licensee with CE reference BAX551. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-08-16 | 2019-06-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-10 | 2019-06-19 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2015-06-10 | 2018-08-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2015-06-10 | 2018-08-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2015-06-10 | 2018-08-13 |
| Glenworth Capital Limited | Rep | Type 4 — Advising on securities | 2013-06-06 | 2013-08-16 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-19 | 2013-05-20 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-19 | 2013-05-20 |