Pui Yee Chong
莊貝怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yee Chong (莊貝怡), a licensed former licensee with CE reference AOB170. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LIS Investment Services Limited 德悅投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-19 | 2021-01-31 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-16 | 2016-06-01 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-02 | 2011-11-18 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-02 | 2011-11-18 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-09 | 2011-09-01 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-12 | 2011-04-01 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-12 | 2011-04-01 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-03 | 2008-01-03 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-03 | 2008-01-03 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-12 | 2006-10-13 |