Ka Kit Lai
黎家傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kit Lai (黎家傑), a licensed former licensee with CE reference ALZ752. This person has 15.6 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-05-10 | 2021-11-06 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-05-10 | 2021-11-06 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 4 - Advising on securities | 2021-05-10 | 2021-11-06 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-12 | 2021-05-10 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-04-12 | 2021-05-10 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-12 | 2021-05-10 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-26 | 2021-02-11 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-05-26 | 2021-02-11 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 4 - Advising on securities | 2020-05-26 | 2021-02-11 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-05-26 | 2021-02-11 |
| Hongkong Yifu International Futures Limited 香港易福國際期貨有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-13 | 2020-05-15 |
| Hongkong Yifu International Futures Limited 香港易福國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-10-18 | 2020-05-15 |
| Investport (H.K.) Limited 投資港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-18 | 2018-09-03 |
| Investport (H.K.) Limited 投資港有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-18 | 2018-09-03 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-05-15 | 2017-09-06 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-10 | 2017-09-06 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-19 | 2017-09-06 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-28 | 2007-03-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-02 | 2007-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Kit Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.