Yiu Wa Wun
尹耀華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Wa Wun (尹耀華), a licensed former licensee with CE reference AVY334. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2021-08-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2021-08-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-23 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-22 | 2017-10-02 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-06 | 2012-06-05 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2010-10-15 | 2011-08-02 |