Yiu Wa Wun
尹耀華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Wa Wun (尹耀華), a licensed former licensee with CE reference AVY334. This person has 10.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2021-08-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-03 | 2021-08-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-23 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-22 | 2017-10-02 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-06 | 2012-06-05 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2010-10-15 | 2011-08-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Wa Wun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.