Chi Ming Ho
何志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Ho (何志明), a licensed former licensee with CE reference AAZ139. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-15 | 2023-06-30 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-03-15 | 2023-06-30 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 4 — Advising on securities | 2021-03-15 | 2023-06-30 |
| Tongjin Securities Limited 通金證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-03-15 | 2023-06-30 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 4 — Advising on securities | 2019-04-16 | 2021-02-05 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-30 | 2021-02-05 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-09-05 | 2021-02-05 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-10 | 2014-04-30 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-10 | 2012-09-05 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-26 | 2011-01-08 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-26 | 2011-01-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-28 | 2008-03-01 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-28 | 2008-03-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-28 | 2008-03-01 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2007-12-07 | 2008-01-20 |
| KuCoin Commodity Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2005-12-09 | 2008-01-20 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-07-14 | 2005-09-21 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-04-30 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-04-30 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-30 |