Tora Trading Services Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tora Trading Services Limited, a Hong Kong-based licensed corporation with CE reference AQS127. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts. Current licensed staff on file: 8 (total recorded over time: 31). Earliest licence on file: 2008-11-14.
- Category:
-
Sell side · Brokerage
- Registered address:
- 18/F, ICBC Tower, 3 Garden Road
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2008-11-14 | present |
| Type 2 - Dealing in futures contracts | 2009-05-21 | present |
| Type 7 - Providing automated trading services | 2010-02-02 | 2026-04-02 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (31)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jethro Alexander John Glover | RO 1, 2, 7 Rep 1, 2 | 2009-12 | Present |
| Brian P Jepsen | RO 1, 2, 7 | 2008-11 | Present |
| Caroline Marie Eugenie Renee Bouvard | Rep 1, 2 | 2026-03 | Present |
| Eyal Cohen | Rep 1, 2, 7 | 2025-06 | Present |
| Jensen Wang Chun Leung 梁宏俊 | Rep 1, 2, 7 | 2023-10 | Present |
| Gregory John McLaughlin 歌雷歌 | Rep 1 | 2015-04 | Present |
| Min Chern Elin Tan 陳民真 | Rep 1, 2, 7 | 2025-03 | Present |
| Alex Chi Kai Tong 湯熾佳 | Rep 1, 2, 7 | 2014-12 | Present |
| William Talbot Faulkner | Rep 1, 2, 7 | 2022-11 | 2025-10 |
| James Keith Ducker | RO 1, 2, 7 | 2008-11 | 2024-06 |
| James Ye-Hui Tan | Rep 1, 2, 7 | 2022-11 | 2024-05 |
| Darren John Samuell | RO 1, 2, 7 Rep 1, 2, 7 | 2015-08 | 2023-08 |
| Chak Kie Ho 何澤基 | Rep 1, 2 | 2021-03 | 2022-06 |
| Benjamin George Coen | Rep 1, 2 | 2018-09 | 2021-05 |
| Simon John Fischer | RO 1, 2, 7 Rep 1, 7 | 2013-08 | 2020-10 |
| John Patrick Harris | Rep 1 | 2017-03 | 2018-04 |
| Roland Herbert Sharman | Rep 1 | 2015-01 | 2016-03 |
| Khahlil Immanuel Kirtman | Rep 1, 2, 7 | 2012-04 | 2016-02 |
| Brian Anthony Tafaro | Rep 1, 2, 7 | 2014-08 | 2016-02 |
| R. Richard Earl Hill J | Rep 1, 2, 7 | 2014-01 | 2015-06 |
| Perry Pritchard | RO 1, 7 Rep 1, 7 | 2012-12 | 2015-06 |
| Christopher Winslow Clayton | Rep 1, 2, 7 | 2014-01 | 2015-01 |
| Miley Nakamura | Rep 1, 2, 7 | 2012-03 | 2014-01 |
| Andre' Lionel Carey | RO 1, 2, 7 Rep 1, 2, 7 | 2012-04 | 2013-12 |
| Brendan Daniel Gallagher | Rep 1, 2, 7 | 2011-09 | 2013-05 |
| Jonathan Lee Coombs 顧植德 | Rep 1, 2, 7 | 2010-10 | 2013-04 |
| Francis Anthony Ragusa 羅峰 | Rep 1, 2 | 2012-08 | 2013-03 |
| Robert Baron Santos | Rep 1, 2, 7 | 2010-06 | 2012-02 |
| Shing Hon Kong 江承翰 | Rep 1, 2, 7 | 2011-04 | 2011-12 |
| Radeepan Sivapathasundaram | RO 1, 2, 7 Rep 1, 2 | 2009-06 | 2010-09 |
| David Grady Larkin | RO 1, 2 Rep 1, 2 | 2008-11 | 2010-04 |
Showing 1–31 of 31
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