Robert Baron Santos
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Baron Santos, a licensed former licensee with CE reference ADK168. This person has 11.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bengal Asset Management Limited | RO | Type 9 - Asset management | 2015-01-14 | 2021-11-01 |
| Tora Trading Services Limited | Rep | Type 1 - Dealing in securities | 2010-06-04 | 2012-02-29 |
| Tora Trading Services Limited | Rep | Type 2 - Dealing in futures contracts | 2010-06-04 | 2012-02-29 |
| Tora Trading Services Limited | Rep | Type 7 - Providing automated trading services | 2010-06-04 | 2012-02-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-01-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-01-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2006-01-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2006-01-14 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert Baron Santos during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Gregory John McLaughlin | Bengal Asset Management Limited | 2018–2021 |
| Christopher Winslow Clayton | Bengal Asset Management Limited | 2015–2017 |
| Jethro Alexander John Glover | Tora Trading Services Limited | 2010–2012 |
| Brian P Jepsen | Tora Trading Services Limited | 2010–2012 |
| James Keith Ducker | Tora Trading Services Limited | 2010–2012 |
| Jonathan Lee Coombs | Tora Trading Services Limited | 2010–2012 |
| Shing Hon Kong | Tora Trading Services Limited | 2011 |
| Brendan Daniel Gallagher | Tora Trading Services Limited | 2011–2012 |
| Radeepan Sivapathasundaram | Tora Trading Services Limited | 2010 |