David Grady Larkin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Grady Larkin, a licensed former licensee with CE reference AQS132. This person has 1.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tora Trading Services Limited | Rep | Type 1 - Dealing in securities | 2010-02-18 | 2010-04-15 |
| Tora Trading Services Limited | Rep | Type 2 - Dealing in futures contracts | 2010-02-18 | 2010-04-15 |
| Tora Trading Services Limited | RO | Type 2 - Dealing in futures contracts | 2009-05-21 | 2010-02-18 |
| Tora Trading Services Limited | RO | Type 1 - Dealing in securities | 2008-11-14 | 2010-02-18 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as David Grady Larkin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Brian P Jepsen | Tora Trading Services Limited | 2008–2010 |
| James Keith Ducker | Tora Trading Services Limited | 2008–2010 |
| Radeepan Sivapathasundaram | Tora Trading Services Limited | 2009–2010 |
| Jethro Alexander John Glover | Tora Trading Services Limited | 2009–2010 |