James Ye-Hui Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ye-Hui Tan ( ), a licensed former licensee with CE reference AZY483. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tora Trading Services Limited | Rep | Type 1 — Dealing in securities | 2022-11-15 | 2024-05-15 |
| Tora Trading Services Limited | Rep | Type 2 — Dealing in futures contracts | 2022-11-15 | 2024-05-15 |
| Tora Trading Services Limited | Rep | Type 7 — Providing automated trading services | 2022-11-15 | 2024-05-15 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-25 | 2021-01-26 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-15 | 2013-01-07 |