James Ye-Hui Tan

CE No. AZY483 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ye-Hui Tan (), a licensed former licensee with CE reference AZY483. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Tora Trading Services Limited Rep Type 1 — Dealing in securities 2022-11-15 2024-05-15
Tora Trading Services Limited Rep Type 2 — Dealing in futures contracts 2022-11-15 2024-05-15
Tora Trading Services Limited Rep Type 7 — Providing automated trading services 2022-11-15 2024-05-15
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
Rep Type 1 — Dealing in securities 2015-03-25 2021-01-26
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
Rep Type 1 — Dealing in securities 2012-08-15 2013-01-07

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