Roland Herbert Sharman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roland Herbert Sharman, CE reference ABE786. Currently licensed at 1 firm(s): Vantage Capital Markets HK Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2023-07-12 | present |
| BTIG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2016-05-13 | 2023-04-13 |
| Tora Trading Services Limited | Rep | Type 1 — Dealing in securities | 2015-01-26 | 2016-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-28 | 2012-02-23 |
| Jefferies Pacific Limited |
RO | Type 1 — Dealing in securities | present | 2003-06-27 |