William Talbot Faulkner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Talbot Faulkner, a licensed former licensee with CE reference AXH731. This person has 10.8 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tora Trading Services Limited | Rep | Type 2 - Dealing in futures contracts | 2023-02-17 | 2025-10-31 |
| Tora Trading Services Limited | Rep | Type 1 - Dealing in securities | 2022-11-18 | 2025-10-31 |
| Tora Trading Services Limited | Rep | Type 7 - Providing automated trading services | 2022-11-18 | 2025-10-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-16 | 2019-06-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-16 | 2019-06-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2014-01-16 | 2019-06-24 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2011-11-09 | 2013-11-13 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-07-18 | 2013-11-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-06-14 | 2013-11-13 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-06-14 | 2013-11-13 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as William Talbot Faulkner during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jethro Alexander John Glover | Tora Trading Services Limited | 2022–2025 |
| Brian P Jepsen | Tora Trading Services Limited | 2022–2025 |
| Alex Chi Kai Tong | Tora Trading Services Limited | 2022–2025 |
| Jensen Wang Chun Leung | Tora Trading Services Limited | 2023–2025 |
| Gregory John McLaughlin | Tora Trading Services Limited | 2022–2025 |
| James Keith Ducker | Tora Trading Services Limited | 2022–2024 |
| James Ye-Hui Tan | Tora Trading Services Limited | 2022–2024 |
| Darren John Samuell | Tora Trading Services Limited | 2022–2023 |
| Min Chern Elin Tan | Tora Trading Services Limited | 2025 |
| Eyal Cohen | Tora Trading Services Limited | 2025 |