Brian Anthony Tafaro
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Anthony Tafaro ( ), a licensed former licensee with CE reference AQT317. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tora Trading Services Limited | Rep | Type 1 — Dealing in securities | 2014-08-04 | 2016-02-01 |
| Tora Trading Services Limited | Rep | Type 2 — Dealing in futures contracts | 2014-08-04 | 2016-02-01 |
| Tora Trading Services Limited | Rep | Type 7 — Providing automated trading services | 2014-08-04 | 2016-02-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2011-07-19 | 2011-10-19 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-19 | 2011-10-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2008-04-10 | 2008-07-10 |