Brian Anthony Tafaro
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Anthony Tafaro, a licensed former licensee with CE reference AQT317. This person has 2.0 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tora Trading Services Limited | Rep | Type 1 - Dealing in securities | 2014-08-04 | 2016-02-01 |
| Tora Trading Services Limited | Rep | Type 2 - Dealing in futures contracts | 2014-08-04 | 2016-02-01 |
| Tora Trading Services Limited | Rep | Type 7 - Providing automated trading services | 2014-08-04 | 2016-02-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-07-19 | 2011-10-19 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-07-19 | 2011-10-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2008-04-10 | 2008-07-10 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Brian Anthony Tafaro during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Khahlil Immanuel Kirtman | Tora Trading Services Limited | 2014–2016 |
| Jethro Alexander John Glover | Tora Trading Services Limited | 2014–2016 |
| Brian P Jepsen | Tora Trading Services Limited | 2014–2016 |
| James Keith Ducker | Tora Trading Services Limited | 2014–2016 |
| Simon John Fischer | Tora Trading Services Limited | 2014–2016 |
| Alex Chi Kai Tong | Tora Trading Services Limited | 2014–2016 |
| R. Richard Earl Hill J | Tora Trading Services Limited | 2014–2015 |
| Perry Pritchard | Tora Trading Services Limited | 2014–2015 |
| Roland Herbert Sharman | Tora Trading Services Limited | 2015–2016 |
| Darren John Samuell | Tora Trading Services Limited | 2015–2016 |
| Gregory John McLaughlin | Tora Trading Services Limited | 2015–2016 |
| Christopher Winslow Clayton | Tora Trading Services Limited | 2014–2015 |