Perry Pritchard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Perry Pritchard, a licensed former licensee with CE reference ANQ543. This person has 7.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tora Trading Services Limited | RO | Type 1 - Dealing in securities | 2013-02-26 | 2015-06-30 |
| Tora Trading Services Limited | RO | Type 7 - Providing automated trading services | 2013-02-26 | 2015-06-30 |
| Tora Trading Services Limited | Rep | Type 1 - Dealing in securities | 2012-12-21 | 2013-02-26 |
| Tora Trading Services Limited | Rep | Type 7 - Providing automated trading services | 2012-12-21 | 2013-02-26 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 - Dealing in securities | 2011-06-10 | 2012-02-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-08 | 2011-06-10 |
| Virtu ITG Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2006-08-25 | 2009-12-10 |
| Virtu ITG Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2006-08-25 | 2009-12-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Perry Pritchard during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.