Brendan Daniel Gallagher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brendan Daniel Gallagher, a licensed former licensee with CE reference AYD172. This person has 1.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2017-09-28 | 2017-10-13 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-28 | 2017-10-13 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-28 | 2017-10-13 |
| Tora Trading Services Limited | Rep | Type 1 - Dealing in securities | 2011-09-26 | 2013-05-31 |
| Tora Trading Services Limited | Rep | Type 2 - Dealing in futures contracts | 2011-09-26 | 2013-05-31 |
| Tora Trading Services Limited | Rep | Type 7 - Providing automated trading services | 2011-09-26 | 2013-05-31 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Brendan Daniel Gallagher during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jethro Alexander John Glover | Tora Trading Services Limited | 2011–2013 |
| Brian P Jepsen | Tora Trading Services Limited | 2011–2013 |
| James Keith Ducker | Tora Trading Services Limited | 2011–2013 |
| Jonathan Lee Coombs | Tora Trading Services Limited | 2011–2013 |
| Miley Nakamura | Tora Trading Services Limited | 2012–2013 |
| Andre' Lionel Carey | Tora Trading Services Limited | 2012–2013 |
| Khahlil Immanuel Kirtman | Tora Trading Services Limited | 2012–2013 |
| Francis Anthony Ragusa | Tora Trading Services Limited | 2012–2013 |
| Robert Baron Santos | Tora Trading Services Limited | 2011–2012 |
| Perry Pritchard | Tora Trading Services Limited | 2012–2013 |
| Shing Hon Kong | Tora Trading Services Limited | 2011 |