Brendan Daniel Gallagher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brendan Daniel Gallagher ( ), a licensed former licensee with CE reference AYD172. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2017-09-28 | 2017-10-13 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-28 | 2017-10-13 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-28 | 2017-10-13 |
| Tora Trading Services Limited | Rep | Type 1 — Dealing in securities | 2011-09-26 | 2013-05-31 |
| Tora Trading Services Limited | Rep | Type 2 — Dealing in futures contracts | 2011-09-26 | 2013-05-31 |
| Tora Trading Services Limited | Rep | Type 7 — Providing automated trading services | 2011-09-26 | 2013-05-31 |