Peak Capital Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peak Capital Limited, a Hong Kong-based licensed corporation with CE reference AKY982. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 6 (total recorded over time: 35). Earliest licence on file: 2004-10-28.
- Category:
-
Buyside · Asset management ?
- Registered address:
- 12B Shun Ho Tower, 24-30 Ice House Street, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2009-11-03 | present |
| Type 4 - Advising on securities | 2004-10-28 | present |
| Type 9 - Asset management | 2015-10-14 | present |
| Type 9 - Asset management | 2004-10-28 | 2013-07-24 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (35)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Patrick Francis J. Brothers | RO 1, 4, 9 | 2015-10 | Present |
| Katherine Miu Shan Ko 高妙珊 | RO 1, 4 Rep 9 | 2020-04 | Present |
| Simon Powell | RO 1, 4, 9 | 2004-10 | Present |
| Roger Sewell Bacon | Rep 1, 4, 9 | 2025-07 | Present |
| Paul Henry Smith | Rep 1, 4, 9 | 2020-12 | Present |
| Timothy David Stiles | Rep 1, 4 | 2025-12 | Present |
| Enrico Andrea Mattoli | Rep 1, 4 | 2023-12 | 2024-11 |
| Mary Charlotte McBain | Rep 1, 4, 9 | 2022-08 | 2024-10 |
| Arnold Tin Po Wong 黃天保 | Rep 1, 4, 9 | 2022-08 | 2024-04 |
| Sergio Takeo Morita | Rep 1, 4 | 2020-11 | 2023-04 |
| Simon John Cox | Rep 1, 4 | 2019-05 | 2022-11 |
| Mark Ashley Hibbs | Rep 1, 4, 9 | 2019-08 | 2022-10 |
| John Palmer Holmes | Rep 1, 4, 9 | 2022-01 | 2022-09 |
| Ray Yun Man Chan 陳潤民 | Rep 1, 4, 9 | 2022-01 | 2022-07 |
| Rico Sze Man Ma 馬思敏 | Rep 1, 4, 9 | 2022-04 | 2022-07 |
| Henry Joseph Li 李顯倫 | Rep 1, 4 | 2022-02 | 2022-05 |
| David King Tong Kwan 關經唐 | Rep 1, 4, 9 | 2019-01 | 2021-08 |
| Simon Andrew Barnes | Rep 1 | 2017-09 | 2020-10 |
| Yuen Ling Chung 鍾菀蔆 | RO 1, 4, 9 Rep 1, 4, 9 | 2011-09 | 2020-02 |
| Alan Matthew Denness | Rep 1, 4 | 2019-12 | 2020-02 |
| Andrea Webster | RO 1, 4, 9 Rep 4, 9 | 2005-12 | 2019-06 |
| Hans Georg Schlaikier 施漢傑 | Rep 1, 4, 9 | 2009-10 | 2018-04 |
| Michael Richard Trevor Smith | RO 1, 4 Rep 1, 4 | 2013-02 | 2018-01 |
| Kent Sanford Moser | Rep 1, 4 | 2016-03 | 2017-03 |
| Prerna Kumar Chainani | Rep 4, 9 | 2012-08 | 2016-03 |
| Long Wai Tam 譚朗蔚 | Rep 1, 4 | 2015-01 | 2015-08 |
| Tina Yin Nam Tong 湯彥南 | RO 4 Rep 1, 4, 9 | 2007-08 | 2013-09 |
| Jacqueline Wu Tucker 胡婉茵 | Rep 1, 4, 9 | 2010-07 | 2013-07 |
| Samuel Martyn Coatham | RO 1, 4, 9 Rep 4, 9 | 2007-10 | 2013-03 |
| Melissa Lee 李潔冰 | Rep 1, 4 | 2010-06 | 2010-08 |
| Eric Kay Chak Ng 吳紀澤 | Rep 1, 4, 9 | 2009-11 | 2009-12 |
| Nigel Timothy Kay | RO 4, 9 | 2004-10 | 2008-11 |
| Christina Wing Sum Cheng 鄭詠琛 | Rep 4, 9 | 2007-05 | 2007-10 |
| Cissy Pui Sze Lui 呂沛詩 | Rep 4, 9 | 2006-05 | 2006-09 |
| Jeffery Michael Fisher | RO 4, 9 | 2005-09 | 2006-04 |
Showing 1–35 of 35
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