Jeffery Michael Fisher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffery Michael Fisher ( ), a licensed former licensee with CE reference ALV246. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ayres Capital Management Asia Limited |
RO | Type 9 — Asset management | 2015-08-05 | 2018-02-28 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-13 | 2015-01-26 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-08-13 | 2015-01-26 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 9 — Asset management | 2013-08-13 | 2015-01-26 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-03-06 | 2013-04-15 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 — Advising on securities | 2013-03-06 | 2013-04-15 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-24 | 2012-08-14 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 4 — Advising on securities | 2012-02-24 | 2012-08-14 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 9 — Asset management | 2012-02-24 | 2012-08-14 |
| RAB Capital (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2008-08-25 | 2010-06-30 |
| RAB Capital (Asia) Limited |
Rep | Type 5 — Advising on futures contracts | 2008-08-25 | 2010-06-30 |
| RAB Capital (Asia) Limited |
Rep | Type 9 — Asset management | 2008-08-25 | 2010-06-30 |
| RAB Capital (Asia) Limited |
Rep | Type 4 — Advising on securities | 2008-07-07 | 2010-06-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-24 | 2008-01-17 |
| Peak Capital Limited | RO | Type 4 — Advising on securities | 2005-09-30 | 2006-04-20 |
| Peak Capital Limited | RO | Type 9 — Asset management | 2005-09-30 | 2006-04-20 |