David King Tong Kwan
關經唐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David King Tong Kwan (關經唐), a licensed former licensee with CE reference ADU222. This person has 5.6 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peak Capital Limited | Rep | Type 1 - Dealing in securities | 2020-05-18 | 2021-08-06 |
| Peak Capital Limited | Rep | Type 9 - Asset management | 2020-05-18 | 2021-08-06 |
| Peak Capital Limited | Rep | Type 4 - Advising on securities | 2019-01-28 | 2021-08-06 |
| General Enterprise Management Services (HK) Limited 湛思投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-07-23 | 2018-11-21 |
| General Enterprise Management Services (HK) Limited 湛思投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-19 | 2018-07-23 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-09-09 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-09-09 | 2011-06-13 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-24 | 2009-01-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David King Tong Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.