Andrea Webster
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrea Webster ( ), a licensed former licensee with CE reference AJF458. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chartwell Capital Limited 大正資本有限公司 |
RO | Type 4 — Advising on securities | 2020-08-03 | 2022-03-01 |
| Chartwell Capital Limited 大正資本有限公司 |
RO | Type 9 — Asset management | 2020-08-03 | 2022-03-01 |
| Sectoral Asset Management Limited | RO | Type 1 — Dealing in securities | 2019-08-21 | 2020-03-31 |
| Sectoral Asset Management Limited | RO | Type 4 — Advising on securities | 2019-08-21 | 2020-03-31 |
| Sectoral Asset Management Limited | RO | Type 9 — Asset management | 2019-08-21 | 2020-03-31 |
| Sectoral Asset Management Limited | Rep | Type 1 — Dealing in securities | 2019-07-09 | 2019-08-21 |
| Sectoral Asset Management Limited | Rep | Type 4 — Advising on securities | 2019-07-09 | 2019-08-21 |
| Sectoral Asset Management Limited | Rep | Type 9 — Asset management | 2019-07-09 | 2019-08-21 |
| Peak Capital Limited | RO | Type 9 — Asset management | 2015-10-14 | 2019-06-30 |
| Peak Capital Limited | RO | Type 1 — Dealing in securities | 2013-03-11 | 2019-06-30 |
| Peak Capital Limited | RO | Type 4 — Advising on securities | 2013-03-11 | 2019-06-30 |
| Peak Capital Limited | RO | Type 1 — Dealing in securities | 2009-11-03 | 2011-01-07 |
| Peak Capital Limited | RO | Type 4 — Advising on securities | 2007-12-06 | 2011-01-07 |
| Peak Capital Limited | RO | Type 9 — Asset management | 2007-12-06 | 2011-01-07 |
| Peak Capital Limited | Rep | Type 4 — Advising on securities | 2005-12-13 | 2007-12-06 |
| Peak Capital Limited | Rep | Type 9 — Asset management | 2005-12-13 | 2007-12-06 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2003-11-18 | 2003-12-05 |