Cissy Pui Sze Lui
呂沛詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cissy Pui Sze Lui (呂沛詩), a licensed former licensee with CE reference AAE565. This person has 9.4 years of SFC licence history. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RC Futures Advisory Limited | Rep | Type 5 - Advising on futures contracts | 2014-05-27 | 2015-05-15 |
| Perry Capital (Asia) Limited | RO | Type 4 - Advising on securities | 2007-03-26 | 2011-10-31 |
| Perry Capital (Asia) Limited | RO | Type 9 - Asset management | 2007-03-26 | 2011-10-31 |
| Perry Capital (Asia) Limited | Rep | Type 4 - Advising on securities | 2006-10-03 | 2007-03-26 |
| Perry Capital (Asia) Limited | Rep | Type 9 - Asset management | 2006-10-03 | 2007-03-26 |
| Peak Capital Limited | Rep | Type 4 - Advising on securities | 2006-05-17 | 2006-09-30 |
| Peak Capital Limited | Rep | Type 9 - Asset management | 2006-05-17 | 2006-09-30 |
| Sofaer Global Research (HK) Limited | RO | Type 4 - Advising on securities | 2005-09-08 | 2006-03-27 |
| Sofaer Global Research (HK) Limited | RO | Type 5 - Advising on futures contracts | 2005-09-08 | 2006-03-27 |
| Sofaer Global Research (HK) Limited | RO | Type 9 - Asset management | 2005-09-08 | 2006-03-27 |
| Sofaer Global Research (HK) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-09-08 |
| Sofaer Global Research (HK) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-09-08 |
| Sofaer Global Research (HK) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-22 |
| Sofaer Global Research (HK) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-09-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cissy Pui Sze Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.