Cissy Pui Sze Lui
呂沛詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cissy Pui Sze Lui (呂沛詩), a licensed former licensee with CE reference AAE565. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RC Futures Advisory Limited |
Rep | Type 5 — Advising on futures contracts | 2014-05-27 | 2015-05-15 |
| Perry Capital (Asia) Limited | RO | Type 4 — Advising on securities | 2007-03-26 | 2011-10-31 |
| Perry Capital (Asia) Limited | RO | Type 9 — Asset management | 2007-03-26 | 2011-10-31 |
| Perry Capital (Asia) Limited | Rep | Type 4 — Advising on securities | 2006-10-03 | 2007-03-26 |
| Perry Capital (Asia) Limited | Rep | Type 9 — Asset management | 2006-10-03 | 2007-03-26 |
| Peak Capital Limited | Rep | Type 4 — Advising on securities | 2006-05-17 | 2006-09-30 |
| Peak Capital Limited | Rep | Type 9 — Asset management | 2006-05-17 | 2006-09-30 |
| Sofaer Global Research (HK) Limited | RO | Type 4 — Advising on securities | 2005-09-08 | 2006-03-27 |
| Sofaer Global Research (HK) Limited | RO | Type 5 — Advising on futures contracts | 2005-09-08 | 2006-03-27 |
| Sofaer Global Research (HK) Limited | RO | Type 9 — Asset management | 2005-09-08 | 2006-03-27 |
| Sofaer Global Research (HK) Limited | Rep | Type 4 — Advising on securities | present | 2005-09-08 |
| Sofaer Global Research (HK) Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-09-08 |
| Sofaer Global Research (HK) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-22 |
| Sofaer Global Research (HK) Limited | Rep | Type 9 — Asset management | present | 2005-09-08 |