Michael Richard Trevor Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Richard Trevor Smith ( ), a licensed former licensee with CE reference AQY075. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peak Capital Limited | RO | Type 1 — Dealing in securities | 2015-05-28 | 2018-01-25 |
| Peak Capital Limited | RO | Type 4 — Advising on securities | 2015-05-28 | 2018-01-25 |
| Peak Capital Limited | Rep | Type 1 — Dealing in securities | 2013-02-07 | 2015-05-28 |
| Peak Capital Limited | Rep | Type 4 — Advising on securities | 2013-02-07 | 2015-05-28 |
| LaSalle Investment Management Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-06-23 | 2009-03-03 |