Ray Yun Man Chan
陳潤民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ray Yun Man Chan (陳潤民), a licensed former licensee with CE reference AWS898. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Powership Capital Management Limited 能敬資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-17 | 2024-11-07 |
| Powership Capital Management Limited 能敬資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-17 | 2024-11-07 |
| Powership Capital Management Limited 能敬資本管理有限公司 |
Rep | Type 9 — Asset management | 2023-05-17 | 2024-11-07 |
| Peak Capital Limited | Rep | Type 1 — Dealing in securities | 2022-01-27 | 2022-07-15 |
| Peak Capital Limited | Rep | Type 4 — Advising on securities | 2022-01-27 | 2022-07-15 |
| Peak Capital Limited | Rep | Type 9 — Asset management | 2022-01-27 | 2022-07-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-08 | 2012-05-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-02-08 | 2012-05-14 |