Tina Yin Nam Tong
湯彥南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tina Yin Nam Tong (湯彥南), CE reference APF337. Currently licensed at 1 firm(s): abrdn Hong Kong Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-03 | present |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-03 | present |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-02-24 | 2023-01-31 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-10 | 2021-02-24 |
| Peak Capital Limited | RO | Type 4 — Advising on securities | 2013-05-02 | 2013-09-30 |
| Peak Capital Limited | Rep | Type 1 — Dealing in securities | 2010-12-14 | 2013-09-30 |
| Peak Capital Limited | Rep | Type 4 — Advising on securities | 2010-02-05 | 2013-05-02 |
| Peak Capital Limited | Rep | Type 9 — Asset management | 2010-02-05 | 2013-06-10 |
| Peak Capital Limited | Rep | Type 4 — Advising on securities | 2007-08-13 | 2009-09-25 |
| Peak Capital Limited | Rep | Type 9 — Asset management | 2007-08-13 | 2009-09-25 |