Yuen Ling Chung
鍾菀蔆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ling Chung (鍾菀蔆), a licensed former licensee with CE reference AXW587. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-08-04 | 2025-12-09 |
| Peak Capital Limited | RO | Type 1 — Dealing in securities | 2019-12-12 | 2020-02-24 |
| Peak Capital Limited | RO | Type 4 — Advising on securities | 2019-12-12 | 2020-02-24 |
| Peak Capital Limited | RO | Type 9 — Asset management | 2019-12-12 | 2020-02-24 |
| Peak Capital Limited | Rep | Type 9 — Asset management | 2019-10-14 | 2019-12-12 |
| Peak Capital Limited | Rep | Type 1 — Dealing in securities | 2011-09-01 | 2019-12-12 |
| Peak Capital Limited | Rep | Type 4 — Advising on securities | 2011-09-01 | 2019-12-12 |
| Peak Capital Limited | Rep | Type 9 — Asset management | 2011-09-01 | 2013-06-10 |