CMS Capital (HK) Co., Limited

招商資本(香港)有限公司

CE No. AJL465 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CMS Capital (HK) Co., Limited (招商資本(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AJL465. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 5 (total recorded over time: 66). Earliest licence on file: 2004-05-06.
Category:: Buyside · Asset management ?
Registered address:: 48th Floor, One Exchange Square, Central
Website:
LinkedIn:

Licence history

Activity	From	To
Type 4 - Advising on securities	2004-05-06	present
Type 9 - Asset management	2004-05-06	present

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (66)

Active on date RO only

Name	Activities	First licensed	To
Haiyan Liu 刘海燕	RO 4, 9	2026-05	Present
Gonglu Lu 鲁公路	RO 4, 9	2023-11	Present
Xiangjie Zhang 張翔傑	RO 4, 9 Rep 4, 9	2022-07	Present
Pui Jones Wong 黃沛鍾	Rep 4, 9	2022-07	Present
Xi Zhang 張爔	Rep 4, 9	2021-04	Present
Jianye Liu 劉建業	RO 4, 9	2022-04	2026-01
Yun Shen 沈云	RO 4, 9	2024-05	2025-10
Tian He 賀添	RO 4, 9 Rep 4, 9	2021-11	2025-06
Zheng Li 李争	Rep 4, 9	2021-04	2023-11
Chen Wu 吳晨	RO 4, 9 Rep 4, 9	2022-06	2023-01
Yushan Han 韓雨珊	Rep 4, 9	2019-02	2021-10
Hongming Yun 惲弘銘	Rep 4, 9	2020-10	2021-10
Yunjun Mao 毛云鋆	RO 4, 9 Rep 4, 9	2021-01	2021-09
Chen Zhou 周辰	RO 4, 9 Rep 4, 9	2019-12	2021-04
Zeyu Apollo Chen 陳澤宇	Rep 4, 9	2018-03	2020-10
Xiaomeng Shi 石晓矇	Rep 4, 9	2018-10	2020-09
Zifan Yang 楊子帆	Rep 4, 9	2018-11	2020-08
Vivien Wong 黃詠欣	RO 4, 9 Rep 4, 9	2018-06	2020-07
Fan Yang 楊帆	RO 4, 9	2018-05	2020-04
Sihua Li 李司華	Rep 4, 9	2018-10	2019-12
Tian He 賀添	Rep 4, 9	2018-10	2019-05
Qiyuan Zhou 周其遠	Rep 4, 9	2018-10	2019-04
Vivian Nan Wang	RO 4, 9 Rep 4, 9	2016-02	2019-01
Woon Lai Ip 葉煥禮	RO 4, 9	2017-11	2018-05
Patrick Wai Bill Shum 岑維標	RO 4, 9	2012-02	2017-11
Zhong He 何鐘	RO 4	2009-04	2017-09
Tong Cui 崔彤	Rep 4, 9	2014-05	2017-09
Yang Geng 耿阳	Rep 4, 9	2016-09	2017-09
Shuheng Zhang 張書恒	Rep 4, 9	2016-09	2017-08
Chiu Fung So 蘇晁鋒	Rep 4, 9	2016-02	2017-08
Yim Yim Chan 陳艷艷	RO 9	2010-02	2017-03
Lap Kay Yung 容立基	Rep 9	2015-01	2017-03
Yunfan Hao 郝云帆	Rep 4, 9	2016-05	2017-03
Chin Pang Lai 黎展鵬	Rep 4, 9	2015-07	2016-04
Marco Tam 譚浩倫	Rep 4, 9	2011-08	2015-12
Po Lam Leung 梁寶琳	Rep 4, 9	2013-08	2015-11
Dandan Sun 孫丹丹	Rep 4, 9	2013-10	2014-12
Yong Hu 胡涌	Rep 4, 9	2013-03	2014-10
Ying Lung Chan 陳英龍	RO 4, 9 Rep 9	2010-12	2014-10
Shing Yan Ho 何成恩	Rep 4, 9	2013-02	2014-10
Siu Hi Lam 林少喜	RO 4, 9	2012-08	2013-09
Sze Man Ho 何思敏	Rep 9	2010-12	2013-01
Yu Feng 豐羽	RO 9	2009-08	2012-09
Vincent Chun Shing Phen 彭鎮城	Rep 9	2009-05	2012-09
Jong Ling Yen 嚴中伶	RO 4, 9	2010-01	2012-01
Chun Keung Yau 邱鎮強	Rep 4, 9	2009-04	2011-04
Guqiao Chen 陳谷喬	Rep 9	2008-06	2011-03
Yiqiu Han 韓逸秋	RO 9 Rep 9	2008-02	2011-02
Peter Ping Tak Leung 梁秉德	Rep 9	2008-08	2010-10
Yiu Wai Lau 劉耀威	RO 4, 9	2004-05	2010-01
Tung Ning Sen 神東寧	Rep 4, 9	2007-12	2009-11
Wai Kit Luk 陸偉傑	RO 9	2008-06	2009-08
Kung Hang Lo 羅功恆	Rep 9	2007-10	2009-04
Nancy Shuk Ying Lee 李淑英	RO 4, 9 Rep 9	2007-09	2009-01
Jing He 何婧	Rep 9	2007-09	2008-08
Joseph Wing Yan Chow 周永忻	Rep 9	2008-06	2008-08
Andrea Ka Yan Lai 黎嘉欣	Rep 9	2007-09	2008-08
Yingying Yang 楊莹莹	Rep 9	2007-09	2008-08
Chun Fai Lam 林振輝	Rep 9	2008-05	2008-07
Shuang Liu 劉爽	Rep 4, 9	2008-04	2008-07
Tian Bei Ma 馬天蓓	Rep 9	2008-03	2008-07
Yu Feng Sun 孫于峰	RO 9 Rep 4	2008-04	2008-06
Ching Wan Chan 陳青雲	RO 4, 9 Rep 4, 9	2004-08	2008-05
Samson Rattiwat 范頌才	RO 4, 9	2004-11	2007-11
Violet Chin Huei Chong 常勤慧	RO 4, 9 Rep 9	2004-11	2005-12
Francis Chi Wai Wong 王志偉	RO 4, 9	2004-05	2004-10