Tian Bei Ma
馬天蓓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Bei Ma (馬天蓓), a licensed former licensee with CE reference AOS228. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-05-12 | 2009-08-03 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-08-20 | 2009-04-30 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-03-11 | 2008-07-23 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-21 | 2008-02-06 |