Andrea Ka Yan Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrea Ka Yan Lai (黎嘉欣), a licensed Responsible Officer with CE reference AMA243. Currently licensed at 1 firm(s): SDIC Securities Asset Management (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.2 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
RO | Type 4 - Advising on securities | 2012-12-07 | present |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
RO | Type 9 - Asset management | 2012-12-07 | present |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-18 | 2012-12-07 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
Rep | Type 9 - Asset management | 2012-06-18 | 2012-12-07 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-02 | 2012-06-17 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-02 | 2012-06-17 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-11-02 | 2012-06-17 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-16 | 2011-10-14 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-11-16 | 2011-10-14 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 - Dealing in securities | 2009-12-21 | 2011-10-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-10 | 2011-10-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-10 | 2011-10-14 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-27 | 2011-10-14 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2007-09-25 | 2011-10-14 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-09-25 | 2008-08-13 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-26 | 2009-12-21 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2005-05-26 | 2011-10-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrea Ka Yan Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.