Yim Yim Chan
陳艷艷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Yim Chan (陳艷艷), a licensed former licensee with CE reference AJD859. This person has 16.9 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-20 | 2021-05-18 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 4 - Advising on securities | 2019-08-20 | 2021-05-18 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-30 | 2021-05-18 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-10-30 | 2021-05-18 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 9 - Asset management | 2017-05-18 | 2021-05-18 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-20 | 2017-10-30 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-20 | 2017-10-30 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-04-20 | 2017-05-18 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2014-05-29 | 2017-03-17 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-04 | 2015-08-03 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 - Asset management | 2010-02-03 | 2017-03-17 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-05-12 | 2014-05-29 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-08-10 | 2009-04-30 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-13 | 2007-01-31 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-29 | 2005-06-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-04 | 2003-12-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yim Yim Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.