Nancy Shuk Ying Lee
李淑英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nancy Shuk Ying Lee (李淑英), a licensed former licensee with CE reference AAI586. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| dLab Asset Management Limited |
RO | Type 4 — Advising on securities | 2021-02-02 | 2024-12-17 |
| dLab Asset Management Limited |
RO | Type 9 — Asset management | 2021-02-02 | 2024-12-17 |
| GLAM Capital Limited 港利資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-04 | 2019-05-08 |
| GLAM Capital Limited 港利資本有限公司 |
Rep | Type 9 — Asset management | 2019-04-04 | 2019-05-08 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-11-10 | 2019-02-08 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 9 — Asset management | 2015-11-10 | 2019-02-08 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 — Advising on securities | 2014-11-04 | 2015-10-20 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 — Asset management | 2014-11-04 | 2015-10-20 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-05 | 2014-11-04 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2014-09-05 | 2014-11-04 |
| Growth Track Asset Management Limited 高富資產管理有限公司 |
RO | Type 9 — Asset management | 2014-03-18 | 2014-08-15 |
| Imperial Capital Limited 盛世投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-11-13 | 2014-02-17 |
| Imperial Capital Limited 盛世投資(香港)有限公司 |
RO | Type 9 — Asset management | 2012-11-13 | 2014-02-17 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-12-02 | 2009-01-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-09 | 2009-01-10 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-09 | 2009-01-10 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-06-02 | 2009-01-10 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 — Asset management | 2008-06-02 | 2009-01-10 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-09-25 | 2007-10-15 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 — Advising on securities | 2007-04-25 | 2009-01-10 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 — Asset management | 2007-04-25 | 2009-01-10 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-21 | 2007-04-25 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2007-03-21 | 2007-04-25 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-07 | 2009-01-10 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2005-04-07 | 2009-01-10 |