Francis Chi Wai Wong
王志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Chi Wai Wong (王志偉), CE reference ABF476. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Veco Invest (Asia) Limited 瑞士域寶資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2012-09-03 | 2013-09-30 |
| Veco Invest (Asia) Limited 瑞士域寶資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2012-08-24 | 2012-09-03 |
| Capital Instinct Limited 資本觸覺資產管理有限公司 |
RO | Type 9 — Asset management | 2012-05-25 | 2012-08-08 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
RO | Type 4 — Advising on securities | 2009-08-21 | 2010-05-18 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
RO | Type 9 — Asset management | 2009-08-21 | 2010-05-18 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2007-11-28 | 2009-08-21 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 9 — Asset management | 2007-11-28 | 2009-08-21 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-10-10 | 2007-11-28 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-14 | 2007-11-28 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-06-21 | 2007-08-24 |
| MEAG Hong Kong Limited | RO | Type 4 — Advising on securities | 2004-11-17 | 2007-02-26 |
| MEAG Hong Kong Limited | RO | Type 9 — Asset management | 2004-11-17 | 2007-02-26 |
| MEAG Hong Kong Limited | Rep | Type 4 — Advising on securities | 2004-10-21 | 2004-11-17 |
| MEAG Hong Kong Limited | Rep | Type 9 — Asset management | 2004-10-21 | 2004-11-17 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-05-06 | 2004-10-07 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 — Asset management | 2004-05-06 | 2004-10-07 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2004-03-31 | 2004-10-07 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2004-03-31 | 2004-10-07 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-31 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-31 |