Vincent Chun Shing Phen
彭鎮城
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Chun Shing Phen (彭鎮城), a licensed former licensee with CE reference AOR251. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-15 | 2023-10-31 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-15 | 2023-10-31 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-03-15 | 2023-10-31 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-05-25 | 2012-09-21 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-13 | 2009-04-24 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-03-13 | 2009-04-24 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-03-13 | 2009-04-24 |