Fan Yang
楊帆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fan Yang (楊帆), a licensed former licensee with CE reference APF030. This person has 14.8 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2020-06-02 | 2022-11-23 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-05-10 | 2020-04-17 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-05-10 | 2020-04-17 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-05-10 | 2020-04-17 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-05-10 | 2020-04-17 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-05-10 | 2020-04-17 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-05-10 | 2020-04-17 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-05-10 | 2020-04-17 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-05-10 | 2020-04-17 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 9 - Asset management | 2018-05-10 | 2020-04-17 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2018-05-10 | 2020-04-17 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 - Asset management | 2018-05-10 | 2020-04-17 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-27 | 2018-05-10 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-11-27 | 2018-05-10 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-27 | 2018-05-10 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-11-27 | 2018-05-10 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-11-27 | 2018-05-10 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2013-02-04 | 2013-06-16 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-02-04 | 2013-06-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-02 | 2013-06-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-01-02 | 2013-06-16 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-07-03 | 2013-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fan Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.