Yunjun Mao
毛云鋆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunjun Mao (毛云鋆), a licensed former licensee with CE reference AZR330. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Livermore Holdings Limited 利弗莫爾證券有限公司 |
RO | Type 4 — Advising on securities | 2022-06-02 | 2023-11-24 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-06-17 | 2021-09-30 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 — Asset management | 2021-06-17 | 2021-09-30 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-05 | 2021-06-17 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-01-05 | 2021-06-17 |
| Adamas Asset Management (HK) Limited 安德思資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-06-04 | 2017-05-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-08-13 | 2013-12-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-08-13 | 2013-12-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-08-13 | 2013-12-30 |