Yu Feng Sun
孫于峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Feng Sun (孫于峰), a licensed former licensee with CE reference ALG408. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-29 | 2021-08-04 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-07-29 | 2021-08-04 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-24 | 2021-08-04 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2019-06-24 | 2021-08-04 |
| East Purple Capital Company Limited |
RO | Type 4 — Advising on securities | 2017-06-26 | 2019-03-31 |
| East Purple Capital Company Limited |
RO | Type 9 — Asset management | 2017-06-26 | 2019-03-31 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-08 | 2016-07-02 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-24 | 2011-12-08 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2008-09-22 | 2016-07-02 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2008-09-22 | 2016-07-02 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-16 | 2008-09-22 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2008-07-16 | 2008-09-22 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-28 | 2008-06-30 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 — Asset management | 2008-04-28 | 2008-06-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-12-10 | 2008-06-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 9 — Asset management | 2007-12-10 | 2008-06-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-13 | 2007-12-10 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-11-13 | 2007-12-10 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2007-01-22 | 2007-09-30 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2005-09-15 | 2006-04-15 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2005-09-15 | 2007-09-30 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-15 | 2005-09-15 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2004-10-15 | 2005-09-15 |