Joseph Wing Yan Chow
周永忻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Wing Yan Chow (周永忻), CE reference AQZ664. Currently licensed at 1 firm(s): KGI Asset Management Limited. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-03-05 | present |
| Sunshine Asset Management (HK) Limited 陽光資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-03-31 | 2024-10-02 |
| Sunshine Asset Management (HK) Limited 陽光資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2023-03-31 | 2024-10-02 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-08-31 | 2022-03-30 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 9 — Asset management | 2020-08-31 | 2022-03-30 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-02 | 2020-08-31 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-01-14 | 2020-08-31 |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-09-02 | 2019-12-07 |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-11-06 | 2019-12-07 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 9 — Asset management | 2017-03-09 | 2017-11-13 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-19 | 2017-11-13 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-12-19 | 2017-03-09 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 9 — Asset management | 2016-06-14 | 2016-10-18 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 9 — Asset management | 2016-06-14 | 2016-10-18 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-31 | 2016-10-18 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-31 | 2016-10-18 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-31 | 2016-10-18 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-31 | 2016-10-18 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-09-18 | 2016-06-14 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-04-02 | 2016-06-14 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-11-24 | 2012-03-13 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-06-05 | 2012-03-13 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2008-06-05 | 2012-03-13 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-06-05 | 2008-08-13 |