Jianye Liu
劉建業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianye Liu (劉建業), a licensed former licensee with CE reference ARO132. This person has 4.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-04-12 | 2026-01-14 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 - Asset management | 2022-04-12 | 2026-01-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-08-27 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-08-27 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-08-27 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2008-08-27 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2008-08-27 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2008-08-27 | 2009-01-12 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Jianye Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Xi Zhang | CMS Capital (HK) Co., Limited | 2022–2026 |
| Xiangjie Zhang | CMS Capital (HK) Co., Limited | 2022–2026 |
| Pui Jones Wong | CMS Capital (HK) Co., Limited | 2022–2026 |
| Tian He | CMS Capital (HK) Co., Limited | 2022–2025 |
| Gonglu Lu | CMS Capital (HK) Co., Limited | 2023–2026 |
| Zheng Li | CMS Capital (HK) Co., Limited | 2022–2023 |
| Yun Shen | CMS Capital (HK) Co., Limited | 2024–2025 |
| Chen Wu | CMS Capital (HK) Co., Limited | 2022–2023 |