Bradley Harris Schwartz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bradley Harris Schwartz, a licensed Representative with CE reference APL961. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-02 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-09-03 | 2008-10-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-09-03 | 2008-10-21 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-09-03 | 2008-10-21 |