Lingxiao Luo
羅淩霄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingxiao Luo (羅淩霄), CE reference BOP535. Currently licensed at 1 firm(s): CMB International Asset Management Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-20 | present |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-20 | present |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-02-20 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-11 | 2025-02-05 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-11 | 2025-02-05 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-31 | 2023-10-27 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-31 | 2023-10-27 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 — Asset management | 2020-12-31 | 2023-10-27 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-18 | 2020-11-13 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-18 | 2020-11-13 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2019-07-18 | 2020-11-13 |