Yanni Zhai
翟彥妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanni Zhai (翟彥妮), a licensed Representative with CE reference BKI619. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 1 - Dealing in securities; Type 7 - Providing automated trading services. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2025-09-09 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-12 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-08-08 | 2021-01-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-08-08 | 2021-01-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2017-08-08 | 2021-01-04 |