Geoffrey Wai Yip Tsoi
蔡偉業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Wai Yip Tsoi (蔡偉業), a licensed Representative with CE reference BBJ502. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-14 | present |
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2013-08-19 | 2017-05-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-06-10 | 2017-05-24 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-06-10 | 2017-05-24 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-06-10 | 2017-05-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2013-06-10 | 2013-09-23 |