Shan Su
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shan Su (蘇珊), a licensed Representative with CE reference AOU240. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 13.9 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-16 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-04 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-10-04 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-15 | 2021-04-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-15 | 2021-04-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-11-15 | 2021-04-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-07-02 | 2018-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-07-02 | 2018-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-07-02 | 2018-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-07-02 | 2018-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-07-02 | 2018-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-07-02 | 2018-07-31 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-09 | 2010-09-01 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-09-09 | 2010-09-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-12 | 2008-12-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-11-12 | 2008-12-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-16 | 2008-12-11 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-04-16 | 2008-12-11 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2007-04-16 | 2008-12-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shan Su during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.