Di Le
樂迪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di Le (樂迪), CE reference BHC107. Currently licensed at 1 firm(s): CMB International Asset Management Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-22 | present |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-22 | present |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-22 | present |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-13 | 2017-03-10 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-13 | 2017-03-10 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-06-13 | 2017-03-10 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-24 | 2016-05-27 |