Richard Paul Ziegler

CE No. AMS785 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Paul Ziegler, a licensed Representative with CE reference AMS785. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities 2025-10-09 present
CLSA Limited
中信里昂證券有限公司
RO Type 1 - Dealing in securities 2024-02-14 2025-10-09
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities 2005-11-29 2024-02-14

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