Hillary Wai Yi Tse
謝瑋懿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hillary Wai Yi Tse (謝瑋懿), CE reference BOQ785. Currently licensed at 1 firm(s): CMB International Asset Management Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-12 | present |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-08-12 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-04 | 2024-08-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-01 | 2023-07-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-26 | 2023-07-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-08-26 | 2021-09-01 |