Soong Chu Ro
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soong Chu Ro, a licensed Representative with CE reference AQM712. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-04 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-04 | 2025-07-01 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-20 | 2020-02-03 |