Jongmin Shim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jongmin Shim, a licensed Representative with CE reference BTK706. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-01 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-30 | 2023-02-01 |