Shuo Shen
申碩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo Shen (申碩), a licensed former licensee with CE reference AYD376. This person has 1.0 year of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-04 | 2012-09-14 |
| Guo Tong Capital Management Company Limited 國通資本管理有限公司 |
Rep | Type 9 - Asset management | 2011-10-04 | 2012-09-14 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuo Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.