Youjin Su
蘇友金
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Youjin Su (蘇友金), a licensed former licensee with CE reference BAS834. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-10-16 | 2018-12-18 |
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-10-16 | 2018-12-18 |
| Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 |
RO | Type 4 — Advising on securities | 2017-10-24 | 2017-12-15 |
| Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 |
RO | Type 9 — Asset management | 2017-10-24 | 2017-12-15 |
| Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-01 | 2017-10-24 |
| Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 |
Rep | Type 9 — Asset management | 2017-02-01 | 2017-10-24 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-15 | 2016-06-22 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2014-08-15 | 2016-06-22 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-04 | 2014-03-01 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-02-04 | 2014-03-01 |